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SEC enforcement actions emphasize issuers, MAs.

  • Periodical
  • Bondbuyer.com. 7/28/2022, pN.PAG-N.PAG. 1p.
  • The SEC's Public Finance Abuse Unit has brought four enforcement cases against municipal issuers this year, which signals a shift from the usual focus on underwriters and municipal advisors. [ABSTRACT FROM AUTHOR]
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