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Advanced Search Results For "FIDUCIARY responsibility"

1 - 10 of 8,194 results for
 "FIDUCIARY responsibility"
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Conflicting Interests and the Effect of Fiduciary Duty: Evidence from Variable Annuities.

Publication Type: Academic Journal

Source(s): Review of Financial Studies; Dec2022, Vol. 35 Issue 12, p5334-5386, 53p

Abstract: Copyright of Review of Financial Studies is the property of Oxford University Press / USA and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users m...

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A Lie Is a Lie: The Ethics of Lying in Business Negotiations.

Publication Type: Academic Journal

Source(s): Business Ethics Quarterly; Oct2022, Vol. 32 Issue 4, p604-634, 31p

Abstract: Copyright of Business Ethics Quarterly is the property of Cambridge University Press and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. However, users may pr...

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Exculpation of Officers of Delaware Corporations Fiduciary Duty Breaches Now Permitted.

Publication Type: Periodical

Source(s): Corporate Governance Advisor. Nov/Dec2022, Vol. 30 Issue 6, p15-19. 5p.

Abstract: The article presents the discussion on recommending each Delaware corporation considering implementing an amendment to the certificate of incorporation. Topics include exculpating the officers from personal liability from monetary damages and newly for...

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Why Robinhood Is Not a Fiduciary.

Publication Type: Academic Journal

Source(s): Yale Journal on Regulation. 2022, Vol. 39 Issue 3, p1389-1433. 45p.

Authors:

Abstract: The article explores the regulation of broker-dealers under a fiduciary-duty paradigm in the U.S. and its theoretical and practical limitations. Topics discussed include the lack of elements of discretion and best interest among financial technology br...

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From Fiduciary Duty to Impact Fidelity: Managerial Compensation in Impact Investing.

Publication Type: Academic Journal

Source(s): Journal of Business Ethics. Sep2022, Vol. 179 Issue 4, p991-1010. 20p. 1 Diagram, 3 Charts.

Abstract: Investors with standard monetary preferences will give a fund manager incentives to increase firm profits, which can be achieved through a share in profits via carried interest. When investors have social preferences, it is not clear which incentives t...

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The "Cooperation Revolution" and the Professional Ethics of Giving Advice on Executive Protection Issues.

Publication Type: Academic Journal

Source(s): Business Lawyer. Fall2022, Vol. 77 Issue 4, p1079-1104. 26p.

Abstract: In today's law enforcement environment, business entities facing criminal investigations and possible indictment have little practical choice but to cooperate with authorities. Cooperation offers the opportunity to avoid a costly trial and attendant ad...

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Better Kept in the Dark? Portfolio Disclosure and Agency Problems in Mutual Funds.

Publication Type: Academic Journal

Source(s): Journal of Financial & Quantitative Analysis; Jun2022, Vol. 57 Issue 4, p1529-1563, 35p

Abstract: Copyright of Journal of Financial & Quantitative Analysis is the property of Cambridge University Press and its content may not be copied or emailed to multiple sites or posted to a listserv without the copyright holder's express written permission. Ho...

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Trustees urged to actively monitor fiduciary managers ’ESG approach–XPS Pensions.

Publication Type: Periodical

Source(s): Corporate Adviser (Online Edition). 7/22/2022, p1-4. 4p.

Authors:

Abstract: The article looks at a report from XPS Pensions Group which found trustee expectations and fiduciary managers' efforts to include ESG approaches in their products may still differ. It mentions investment policy documents now expressly mention Environme...

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Participant Funds: A Fiduciary Duty to Protect.

Publication Type: Academic Journal

Source(s): Benefits Law Journal. Summer2022, Vol. 35 Issue 2, p57-62. 6p.

Abstract: The article focuses on decision by the U.S. Court of Appeals for the Sixth Circuit, discussed below, addresses this in the context of the Employee Retirement Income Security Act of 1974 (ERISA). It mentions law does this by promoting transparency, esta...

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